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Thomas said the six-year clock for eligibility for Finra arbitration should have started ticking in 2014, when more details were revealed about Merrill's mortgage securities work. In addition, he asserted that Merrill broke Finra rules when it was not forthcoming with the courts about its arbitration agreements with its former employees, who held brokerage accounts with their employer. Nearly every brokerage account includes a mandatory arbitration clause . "The violations have occurred until February of this year," Mr. Thomas said. Court judges tend to give more


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Overall, the office has gotten convictions or guilty pleas from 84 investors as part of the investigation into widespread collusion among bidders to drive down prices at auctions across the Bay area. Patchen said her office has a “very narrow” mission to enforce the federal antitrust laws. “That mission doesn’t change between administrations,” she said. Tse took his brief opening remarks to introduce himself to the crowd. Tse, who served as Stretch’s top assistant since 2016 and as the office’s civil chief for three years prior


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Silver sought mandamus relief, which the Texas court of appeals denied in a divided decision. Silver then appealed to the Supreme Court of Texas. The Supreme Court of Texas held that a non-attorney patent agent is a “lawyer” for purposes of Texas Rule of Evidence 503, which codifies the state’s attorney-client privilege. The Court was persuaded by the Supreme Court of the United States’ decision in Sperry and the US Court of Appeals for the Federal Circuit’s Queen’s University decision ( IP Update, Vol. 19, No. 4 ), which held that communications between a client


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